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FinTral: A Family of GPT-4 Level Multimodal Financial Large Language Models

About

We introduce FinTral, a suite of state-of-the-art multimodal large language models (LLMs) built upon the Mistral-7b model and tailored for financial analysis. FinTral integrates textual, numerical, tabular, and image data. We enhance FinTral with domain-specific pretraining, instruction fine-tuning, and RLAIF training by exploiting a large collection of textual and visual datasets we curate for this work. We also introduce an extensive benchmark featuring nine tasks and 25 datasets for evaluation, including hallucinations in the financial domain. Our FinTral model trained with direct preference optimization employing advanced Tools and Retrieval methods, dubbed FinTral-DPO-T&R, demonstrates an exceptional zero-shot performance. It outperforms ChatGPT-3.5 in all tasks and surpasses GPT-4 in five out of nine tasks, marking a significant advancement in AI-driven financial technology. We also demonstrate that FinTral has the potential to excel in real-time analysis and decision-making in diverse financial contexts. The GitHub repository for FinTral is available at \url{https://github.com/UBC-NLP/fintral}.

Gagan Bhatia, El Moatez Billah Nagoudi, Hasan Cavusoglu, Muhammad Abdul-Mageed• 2024

Related benchmarks

TaskDatasetResultRank
Chart Question AnsweringChartQA
Accuracy63
229
Financial Term Definition GenerationFinTerms-Gen n=150 (test)
HI97
14
Sentiment AnalysisFinancial Sentiment Analysis
Sentiment Accuracy82
13
Stock Movement PredictionFinancial Stock Movement Prediction
SMP0.54
13
Credit ScoringFinancial Credit Scoring
CS62
13
Firm DisclosureFinancial Firm Disclosure
FD Score0.67
13
Named Entity RecognitionFinancial Named Entity Recognition
F1 Score (NER)0.7
13
Text SummarizationFinancial Text Summarization
TS0.6
13
Number UnderstandingFinancial Number Understanding
NU0.15
13
Financial Chart Question AnsweringFinVQA
Accuracy75
9
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