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Representation Engineering: A Top-Down Approach to AI Transparency

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In this paper, we identify and characterize the emerging area of representation engineering (RepE), an approach to enhancing the transparency of AI systems that draws on insights from cognitive neuroscience. RepE places population-level representations, rather than neurons or circuits, at the center of analysis, equipping us with novel methods for monitoring and manipulating high-level cognitive phenomena in deep neural networks (DNNs). We provide baselines and an initial analysis of RepE techniques, showing that they offer simple yet effective solutions for improving our understanding and control of large language models. We showcase how these methods can provide traction on a wide range of safety-relevant problems, including honesty, harmlessness, power-seeking, and more, demonstrating the promise of top-down transparency research. We hope that this work catalyzes further exploration of RepE and fosters advancements in the transparency and safety of AI systems.

Andy Zou, Long Phan, Sarah Chen, James Campbell, Phillip Guo, Richard Ren, Alexander Pan, Xuwang Yin, Mantas Mazeika, Ann-Kathrin Dombrowski, Shashwat Goel, Nathaniel Li, Michael J. Byun, Zifan Wang, Alex Mallen, Steven Basart, Sanmi Koyejo, Dawn Song, Matt Fredrikson, J. Zico Kolter, Dan Hendrycks• 2023

Related benchmarks

TaskDatasetResultRank
Language UnderstandingMMLU
Accuracy52.44
756
Commonsense ReasoningPIQA
Accuracy70
647
Natural Language InferenceRTE
Accuracy90
367
Reading ComprehensionBoolQ
Accuracy77
219
General ReasoningMMLU
MMLU Accuracy52.9
126
Bias EvaluationBBQ
Accuracy84.79
99
Over-refusal evaluationNQ (Natural Questions)
ORR0.00e+0
72
Safety Risk EvaluationS-Eval (Risk)
ASR0.00e+0
72
Safety-Utility Trade-off EvaluationS-Eval, ORFuzzSet, and NQ Aggregated
F1 Score80.2
72
Over-refusal evaluationORFuzzSet
ORR40
72
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