Layer-Aware Representation Filtering: Purifying Finetuning Data to Preserve LLM Safety Alignment
About
With rapid advancement and increasing accessibility of LLMs, fine-tuning aligned models has become a critical step for adapting them to real-world applications, which makes the safety of this fine-tuning process more important than ever. However, recent studies have highlighted a critical challenge: even when fine-tuning with seemingly benign downstream datasets, the safety of aligned LLMs can be compromised, making them more susceptible to malicious instructions. In this paper, we show that fine-tuning datasets often contain samples with safety-degrading features that are not easily identifiable on the surface. These samples can significantly degrade the safety alignment of LLMs during fine-tuning. To address this issue, we propose LARF, a Layer-Aware Representation Filtering method. This method identifies safety-sensitive layers within the LLM and leverages their representations to detect which data samples in the post-training dataset contain safety-degrading features. Experimental results demonstrate that LARF can effectively identify benign data with safety-degrading features. After removing such data, the safety alignment degradation caused by fine-tuning is mitigated. Please see our code at https://github.com/LLLeoLi/LARF.
Related benchmarks
| Task | Dataset | Result | Rank | |
|---|---|---|---|---|
| Safety Evaluation | HarmBench | ASR24.5 | 148 | |
| Safety Evaluation | DirectHarm 4 | Attack Success Rate15 | 87 | |
| Safety Evaluation | HEX-PHI | Attack Success Rate (ASR)8.62 | 87 | |
| Jailbreak attack success rate | HarmBench | Attack Success Rate (Generated)9.5 | 52 | |
| Attack Success Rate | HEX-PHI | Attack Success Rate0.00e+0 | 48 | |
| Attack Success Rate | DirectHarm4 | Attack Success Rate19.25 | 48 | |
| Safety Evaluation | AdvBench Safety Evaluation | ASR (S1)1.35 | 42 | |
| Safety Evaluation | CategoricalHarmfulQA Alpaca fine-tuning (test) | ASR Delta (S1-S5)-1.63 | 42 | |
| Safety Evaluation | HarmBench | ASR7.5 | 39 | |
| Safety Evaluation | CategoricalHarmfulQA Dolly fine-tuning (test) | ASR (S1)1.27 | 21 |